Management Team
Envestnet is led by a team of experienced financial professionals who understand the business needs of the independent financial advisor. With an average of more than 20 years of industry experience, we are able to provide unusual clarity and vision in defining and delivering the products, technology, and services necessary for independent advisors to meet the growing expectations of affluent investors.
Our management team oversees more than 400 professionals at offices in Boston, Chicago, Denver, New York, Silicon Valley, and Trivandrum, India.
TIMOTHY S. STEARNS SVP, Chief Compliance Officer, Envestnet
Tim is the Chief Compliance Officer and is responsible for firm-wide compliance oversight and for the development and implementation of an audit and monitoring program to ascertain compliance with applicable laws/regulations. In addition, Tim aids in the development of policies and procedures designed to prevent and detect unlawful activity, while supporting the needs of business.
Prior to joining Envestnet, Tim was Chief Compliance Officer for Franklin Templeton Investments, a Branch Chief with the U.S. Securities & Exchange Commission (Southeast Regional Office, Miami, FL) and a Securities Investigator/Examiner with the Commonwealth of Massachusetts. Tim has also held diverse operational positions with Fidelity, Merrill Lynch, Putnam and CIGNA.
Tim holds various securities licenses, including the Series 4, 7, 24, 63 and 65, since 1985.
